Weiss, et al. v. Morgan Keegan

(Client: Morgan Keegan)

Stephen H. Kupperman and Jamie L. Berger persuaded a FINRA arbitration panel to dismiss, with prejudice, all claims against their broker-dealer client. After a week-long arbitration, the panel rejected claims that the firm’s client committed securities fraud in underwriting and marketing certain closed-end mutual funds that suffered losses in the recent credit crisis.